Sripetch v. Securities and Exchange Commission
Pending petition
Issue: Whether the SEC may seek equitable disgorgement under 15 U.S.C. 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm.
| Date | Proceedings and Orders |
|---|---|
| 10/14/2025 | Petition for a writ of certiorari filed. (Response due November 17, 2025) |
| 11/14/2025 | Motion to extend the time to file a response from November 17, 2025 to December 17, 2025, submitted to The Clerk. |
| 11/15/2025 | Brief amicus curiae of California Alternative Investments Association filed. |
| 11/17/2025 | Brief amicus curiae of Cato Institute filed. |
| 11/17/2025 | Amicus brief of Brenda Barry, et al. not accepted for filing. (To be corrected - December 1, 2025) |
| 11/17/2025 | Brief amicus curiae of Brenda Barry, et al. filed. (Corrected) |
| 11/18/2025 | Motion to extend the time to file a response is granted and the time is extended to and including December 17, 2025. |
| 12/17/2025 | Waiver of the 14-day waiting period for the distribution of the petition pursuant to Rule 15.5 filed by petitioners. |
| 12/17/2025 | Brief of Federal Respondents filed. |
| 12/23/2025 | DISTRIBUTED for Conference of 1/9/2026. |