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Northern Trust Corp. v. Banks

Certiorari Denied

Petition for certiorari denied on February 24, 2020.

Docket No.19-440
Op. Below9th Cir.

Issue

Whether, for purposes of the Securities Litigation Uniform Standards Act of 1998, a trust beneficiary alleges misconduct "in connection with" the purchase or sale of a covered security when the beneficiary alleges that the trustee used trust assets to buy and sell the trustee"s own proprietary securities rather than competitors" securities and did so for the trustee"s own pecuniary gain.

Proceedings & orders timeline

Oct 2, 2019
Petition for a writ of certiorari filed. (Response due November 1, 2019)
Oct 29, 2019
Waiver of right of respondents Lindie L. Banks, et al. to respond filed.
Oct 31, 2019
Motion for leave to file amici brief filed by American Bankers Association, et al.
Nov 6, 2019
DISTRIBUTED for Conference of 11/22/2019.
Nov 18, 2019
Response Requested. (Due December 18, 2019)
Dec 10, 2019
Motion to extend the time to file a response from December 18, 2019 to January 17, 2020, submitted to The Clerk.
Dec 12, 2019
Motion to extend the time to file a response is granted and the time is extended to and including January 17, 2020.
Jan 17, 2020
Brief of respondents Lindie L. Banks, et al. in opposition filed.
Feb 4, 2020
Reply of petitioners Northern Trust Corporation and Northern Trust Company filed.
Feb 5, 2020
DISTRIBUTED for Conference of 2/21/2020.
Feb 24, 2020
Motion for leave to file amici brief filed by American Bankers Association, et al. GRANTED.
Feb 24, 2020
Petition DENIED.

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