Teo v. Securities and Exchange Commission
Petition for certiorari denied on November 17, 2014
Issue: Whether a court in a Securities and Exchange Commission civil enforcement action can order defendants to disgorge profits that were not attributable to their violations of the securities laws but were instead earned as a result of an intervening event unrelated to those violations.
| Date | Proceedings and Orders (key to color coding) |
|---|
| May 15 2014 | Application (13A1134) to extend the time to file a petition for a writ of certiorari from June 5, 2014 to August 4, 2014, submitted to Justice Alito. |
| May 21 2014 | Application (13A1134) granted by Justice Alito extending the time to file until July 5, 2014. |
| Jul 3 2014 | Petition for a writ of certiorari filed. (Response due August 7, 2014) |
| Jul 29 2014 | Order extending time to file response to petition to and including September 8, 2014. |
| Aug 26 2014 | Order further extending time to file response to petition to and including October 9, 2014. |
| Oct 9 2014 | Brief of respondent Securities and Exchange Commission in opposition filed. |
| Oct 28 2014 | Reply of petitioners Alfred S. Teo, Sr., et al. filed. |
| Oct 29 2014 | DISTRIBUTED for Conference of November 14, 2014. |
| Nov 17 2014 | Petition DENIED. |
