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Teo v. Securities and Exchange Commission

Petition for certiorari denied on November 17, 2014

Docket No. Op. Below Argument Opinion Vote Author Term
14-19 3d Cir. N/A N/A N/A N/A OT 2014

Issue: Whether a court in a Securities and Exchange Commission civil enforcement action can order defendants to disgorge profits that were not attributable to their violations of the securities laws but were instead earned as a result of an intervening event unrelated to those violations.

SCOTUSblog Coverage

DateProceedings and Orders (key to color coding)
05/15/2014Application (13A1134) to extend the time to file a petition for a writ of certiorari from June 5, 2014 to August 4, 2014, submitted to Justice Alito.
05/21/2014Application (13A1134) granted by Justice Alito extending the time to file until July 5, 2014.
07/03/2014Petition for a writ of certiorari filed. (Response due August 7, 2014)
07/29/2014Order extending time to file response to petition to and including September 8, 2014.
08/26/2014Order further extending time to file response to petition to and including October 9, 2014.
10/09/2014Brief of respondent Securities and Exchange Commission in opposition filed.
10/28/2014Reply of petitioners Alfred S. Teo, Sr., et al. filed.
10/29/2014DISTRIBUTED for Conference of November 14, 2014.
11/17/2014Petition DENIED.