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This week, we are hosting a symposium before oral argument on December 2 in New York State Rifle & Pistol Association v. City of New York. Click here to read the contributions.

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Liu v. Securities and Exchange Commission

Docket No. Op. Below Argument Opinion Vote Author Term
18-1501 9th Cir. TBD TBD TBD TBD OT 2019

Issue: Whether the Securities and Exchange Commission may seek and obtain disgorgement from a court as “equitable relief” for a securities law violation even though the Supreme Court has determined that such disgorgement is a penalty.

SCOTUSblog Coverage

DateProceedings and Orders (key to color coding)
Mar 22 2019Application (18A958) to extend the time to file a petition for a writ of certiorari from April 3, 2019 to May 31, 2019, submitted to Justice Kagan.
Mar 22 2019Application (18A958) granted by Justice Kagan extending the time to file until May 31, 2019.
May 31 2019Petition for a writ of certiorari filed. (Response due July 3, 2019)
Jun 13 2019Waiver of right of respondent Securities and Exchange Commission to respond filed.
Jun 19 2019DISTRIBUTED for Conference of 10/1/2019.
Jul 05 2019Response Requested. (Due August 5, 2019)
Jul 31 2019Motion to extend the time to file a response from August 5, 2019 to September 4, 2019, submitted to The Clerk.
Aug 01 2019Motion to extend the time to file a response is granted and the time is extended to and including September 4, 2019.
Sep 04 2019Brief of respondent Securities and Exchange Commission in opposition filed.
Sep 18 2019DISTRIBUTED for Conference of 10/11/2019.
Sep 18 2019Reply of petitioners Charles C. Liu, et al. filed. (Distributed)
Oct 08 2019Rescheduled.
Oct 15 2019DISTRIBUTED for Conference of 10/18/2019.
Oct 28 2019DISTRIBUTED for Conference of 11/1/2019.
Nov 01 2019Petition GRANTED.
Nov 19 2019Consent to the filing of amicus briefs received from counsel for Charles C. Liu, et al. submitted.
 
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