Analysis: The State of the Court — May 2007 — Part I (The State of the Cert. Docket)

Tom Goldstein wrote this post, with data collected by Jason Harrow.

This is the first of a series of posts on the state of the Term with roughly half of the argued cases still to be decided. As with too many of my posts, this one has a lot of “inside baseball” detail regarding the docket.

In a post in November 2006, I noted that the Court was on “the cusp of the greatest shortfall in filling the Court’s docket in recent memory, and likely in its modern history.” I explained that the Court had “returned from its summer recess in something of a docket crunch, and its pace of granting cases slowed considerably from there.” The Court had put itself in a position in which – given the minimum time required between the date of granting certiorari and the date on which argument could be held – it was essentially impossible to fill the argument calendar.

Subsequently (and I’m not suggesting that causation, rather than correlation, was at work), the Court dramatically increased the pace at which it granted review. In the last two Conferences of December and the three in January, certiorari was granted in twenty-six cases. By contrast, the Court had only granted nine cases during the previous six Conferences.

The Court faced a significant shortfall in its docket because the grants came too late in the Term to set the cases for argument in March. So the March calendar was light, with four days set with only a single argued case. If one were a jaded observer, one might say that the Court was attempting to avoid criticism for canceling argument days in March, as it had done in December as a result of the earlier shortfall in cases.

Ironically, the Court had available in April three more cases than it could fit into its normal schedule (which would call for two cases to be argued in the morning and none in the afternoon). The Justices could have rolled those cases into the October sitting of next Term. But instead, they elected to hold afternoon arguments on three days. Here too, jaded observers might say that the Court’s goal was to minimize criticism for the low number of decisions of the Term, which will still produce 71 rulings after argument, a modern low.

I recount this history because it has consequences for the future. Having set the three “extra” cases granted in January for argument in April, the Court entered February with no cases granted for the upcoming Term. That actually is not unusual. In recent years, the docket has been sufficiently tight that cases granted in January have generally been argued the same Term.


But the Court’s pace of granting certiorari then slowed dramatically, and the Justices now find themselves once again on the brink of a substantial docket crunch, one that is – and this is very difficult to imagine – even more dramatic than occurred earlier this Term. In the nine Conferences since the Court began filling next Term – Conferences that notably span fourteen weeks of petitions – certiorari has been granted in only nine cases. In the same period last year, in which the Court’s slow start at filling the docket created this Term’s shortfall, certiorari was nonetheless granted in eleven cases. So, the Justices are already two cases behind last Term’s slow pace. By contrast, in the same fourteen-week period in early 2005 (during which the Court was filling the docket for October Term 2005), the Court granted certiorari in twenty-one cases.

So here is where things stand now. As noted, the Court has granted certiorari in nine cases for next Term. Traditionally, before the summer recess, the Court fills the October, November, and December sittings. That unfortunately requires more cases next Term than this one, because the Court will not be canceling a day of argument for Yom Kippur, as it did last fall. So the fact that the Justices are two cases behind last Term’s slow start effectively means that they are four behind as an absolute measure. And that is four cases behind a pace that produced the most serious shortfall in memory.

Of course, the Court isn’t required to fill the December calendar before the summer recess, but the limited amount of time available makes it quite difficult to set cases granted at the end of the summer for argument before January. This Term, the Court did set two cases granted at the end of the summer for argument in the second week of December, but heavily expedited briefing was required. The remaining cases were rolled into the January sitting.

There are now only seven conferences – spanning eight weeks – remaining before the summer recess. As noted, over the past fourteen weeks, the Justices granted certiorari in only nine cases. If that pace continued, the Court would enter the summer recess with a total of roughly fourteen granted cases, an exceptional twenty short of the thirty-four required to fill the calendar. That would qualify as a genuine crisis.

Thankfully, there is no real prospect that the Court will come up that short. Nine substantial petitions for certiorari are now pending before the Solicitor General with the realistic prospect that the government will file its brief – and the Justices will act on the petitions – before the recess. (Three other “CVSGs” were issued in April, and are very unlikely to be back from the government and ready for decision before the summer recess.) Based on past experience, however, that collection of cases will produce at most three to six grants. (The CVSGs last Term produced only two grants in June.)

The Court will also get some help from litigants, with some urging from the Clerk’s Office. (A point of clarification in response to a question: the Clerk’s Office isn’t “drumming up business for the Court”; rather, it tries to make clear what filing dates will get a case decided before the summer break, and it will in some cases limit respondents’ extensions if it is clear that the petitioner has filed early in order to ensure that the case is considered before the recess.) Last Term, for example, in the final eight weeks of the Term, the Court granted certiorari in a remarkable eighteen cases. Two of those had been held up for the recommendation of the Solicitor General. In four others, the parties accelerated the briefing. (In three, the petition and/or reply was filed early (05-1126, Twombly; 05-1240, Kato; and 05-1256, Philip Morris v. Williams); in one, the opposition was filed early (05-1382, Planned Parenthood)).

This Term, there is again a push on in the Supreme Court bar to move up cases for consideration before the summer recess. Six pending petitions on my list of those with a “reasonable chance” were filed before the deadline: Nos. 06-1286; 06-1287; 06-1321; 06-1352; 06-1381; and 06-1398. That collection – plus any accelerated by the respondents – could reasonably be expected to produce roughly three to five grants.

It nonetheless is somewhere between unlikely and impossible that the Court will find all the cases it needs before the summer recess. Twenty-five cases are needed, and only six to ten grants can be expected from cases that are out of the normal “phase” because they are pending before the Solicitor General or will be accelerated by the parties. That leaves between fifteen and nineteen cases from the “ordinary” docket in the coming eight weeks, when the Court has granted only nine cases from that pool in the previous fourteen weeks. (It is also worth noting that when the pace of grants accelerates – sometimes considerably – at this time of year in an apparent push to fill the docket, there arises the unfortunate appearance that there are “good times” and “bad times” to have a petition considered.)

None of the Court’s options to make up the shortfall in cases is attractive. The simplest would be to issue grants during the summer recess. The Court has done that only once recently, and it notably did not do so last Term when it needed cases for December. Alternatively, it could slot some of the cases granted at the “long Conference” at the end of the summer for argument in December, as it did with the two cases this Term. Finally, the Court could cancel one or more days in December. It did so last December, but later seemingly sought to stretch out the docket by hearing only one case on three days.

The Court will resist the last option the most, but my personal view is that it is the best. I wrote in my November post that the Justices need to decide whether they are granting certiorari in only a limited category of cases that meet strict criteria or instead are granting at a pace designed to fill the argument calendar – which means potentially taking some cases that might not necessarily interest them in order to fill slots. If they want to adopt the former approach, which is perfectly reasonable, the Court can let argument days go empty.

But the Court seems instead to have adopted the latter approach. It set cases granted at the end of the summer for argument in December, requiring expedited briefing. It spread out granted cases so that only one case was argued on each of four days in March. It held three arguments on multiple days in April, raising the total number of decisions for the Term.

The fundamental problem with this approach to argument scheduling is that the Court is “robbing Peter to pay Paul,” and we are stuck in a recurring cycle of docket shortfalls. Slotting cases granted at the end of the summer of 2006 for argument in December 2006 meant that those cases weren’t available in January 2007, so other cases had to be moved up from February, and still other cases were set for February rather than March, until the deadlines made moving more cases impossible and four days in March had only one argument.

Similarly, slotting extra cases for argument this April means that those cases now aren’t available next October. If the Court slots cases from the summer – whether granted during the summer or at the end – for December, those cases won’t be available for January, and the cycle will continue. That problem is in addition to the further concern that the resulting expedited briefing schedules arguably disserve the Court because they result in less thorough presentations by counsel.

So, if the Court in fact has adopted a goal of generally attempting to fill the argument calendar with two arguments a day, it needs to “catch up” by building up an inventory of sorts of granted cases. The only ways to do that are to grant substantially more (not a realistic option when it will take an extraordinary twenty-five cases to fill the calendar) or to cancel some argument days. The simplest and probably most sensible step would be to cancel the December calendar next Term. The additional break would permit the Court to speed its pace of deciding cases on the merits, an issue I’ll address in one of my upcoming posts.

That seems very unlikely, however. The Court’s docketing this Term suggests that it is quite sensitive to the prospect of criticism for docket shortfalls – sensitive enough that it would not want to cancel an entire sitting. I personally think that, if the Court does in fact have that concern, it is substantially overstated. Few people pay that much attention to the docket, as reflected by the fact that, although we had roughly 35,000 hits yesterday, only twelve people will get to this point in this post. Even more important, the current cycle of expedited briefing, canceled days, and days with only a single argument is likely to generate as much or more criticism.



7 Comments »



  1. Tom, you underestimate your readership. There are at least 6 regular Supreme Court reporters who I am sure are here every day, and there are at least 6 regular posters. There are at least 6 large law firms with Supreme Court practices and at least 1 associate from each reads everything. So please keep writing for us.

    As far as the shortfall goes, I think it is obvious that the justices are feeling each other out and trying to find a modus operandi for the new court (see my response to the trash hauling case). How weird is it that Stevens would join Kennedy in deferring consideration of the Gitmo cases rather than make a fourth for cert? And how better to express an opinion that the role of the Court in US polity should be smaller than not to take cases?

    roger friedman

    Comment by r.friedman — May 2, 2007 @ 7:12 am

  2. “Inside baseball” is precisely why I read this blog, and I suspect that is true of many others. Keep pitching, Tom.

    Granting during the summer recess seems like the best approach at this point. Expedited briefing for cases granted at the “long conference” inevitably has an impact on the quality of briefing, especially amicus briefs.

    Comment by Kent Scheidegger — May 2, 2007 @ 11:48 am

  3. Tom, I work in an office of 40 people, all in the Internet backbone engineering industry (read: no practicing attorneys!). At least 4 people here regularly read SCOTUSBLOG and its posts. With the positive press attention this site regularly receives, I imagine you have a nicely-sized, loyal readership.

    That out of the way, I am not a big fan of this whole topic. It got out of hand last winter, with every SCOTUS journalist and blog writer chiming-in. I believe such matters can only be examined with any thoroughness, accuracy, and perspective by future historians. Attempting to dissect meaning this close to the event seems to require a lot of guessing. But my stuffiness aside, good post!

    Comment by David.Huberman — May 2, 2007 @ 1:00 pm

  4. I teach a class entitled “American Law” to seniors at a high school in San Jose. One aspect of the class is to discuss the Court as an institution and to explore how it fits into our governmental system. While docket data may not be the most exciting thing to a 17 or 18 year old, the information does provide us with a point of discussion as to whether or not the Court is fulfilling its role as the head of the third branch of government. Thanks for the info.

    Comment by Bill Colucci — May 2, 2007 @ 1:34 pm

  5. The lurking question, of course, is why there is such a reluctance to grant certiorari in the first place, something that has been discussed at this blog a great deal.

    An early hypothesis had been that the Justices needed to get to know each other better, so they could better predict outcomes in cases, before feeling comfortable voting for certiorari. You might call this the “poker face” hypothesis. With each passing term, that hypothesis seems less likely.

    The theory that an increasing role for skeptical clerks is behind the change also seems underwhelming, simply because the clerks aren’t around long enough to so decisively impact institutional norms.

    I don’t think that any serious observers of the court believe that the justices are lazy and easing up on the docket to have more free time. However partisan, inconstant, acerbic, or unclear the justices may be, it is hard to doubt that they are also hard driving, motivated attorneys and judges.

    Surely, then, this must be an implicit or explicit decision about the appropriate role of the court in supervising lower courts and making law. Indeed, it may be implicit for some justices (with liberal justices perhaps declining to vote for cases to avoid a conservative shift in the law) and explicit for others (the newer conservative justices may have an express ideological commitment to a smaller SCOTUS role).

    The sudden surge of patent cases is particularly notable. While profoundly important, they raise neither constitutional issues, nor circuit conflict issues. These questions of statutory interpretation could easily have been handled by Congress, which is why these questions have languished so long without much SCOTUS review. Housekeeping in the business law area, it seems, is in.

    Meanwhile, the relatively slow pace at which the court has taken up Booker/Blakely issues, despite the profoundly disruptive impact that these cases have had on the day to day workings of the lower courts, suggests a greater tolerance for allowing the law to evolve in various circuits without intervention, acting almost as laboratories for the high court.

    Perhaps some of the Justices have simply decided that the overall project of resolving all important circuit court splits is simply a fools errand. If so, they may have simply decided instead to refocus on areas where the substantive law is most out of whack (like patent law) rather than areas where there may be clear, but not necessarily profoundly important, splits of authority. Similarly, it may be that constitutional issues, such as those at the fringes of the free speech right, are viewed as less pressing than they were in previous sittings of the court.

    Comment by Andrew Oh-Willeke — May 2, 2007 @ 1:44 pm

  6. I’m with Kent: Posts like this are invaluable. Thanks, Tom.

    Comment by Orin Kerr — May 2, 2007 @ 10:41 pm

  7. Does anyone have statistics on the number of petitions filed during the various periods of the SCOTUS calendar that could provide evidence on whether the market seems to feel that there are indeed good times or bad times to file a petition? Or has the phenomenon of accelerated grants at the end of the term been much less pronounced in the past and therefore leaves us unable to obtain enough data on the subject?
    I certainly would find the answer to this question quite interesting, and join the other commenters in expressing gratitude to your taking the time to write us these posts.

    Comment by Jacob Berlove — May 3, 2007 @ 12:04 am

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