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Tuesday, June 28, 2005
A Debate Over Castle Rock
Castle Rock | Posted by Tom Goldstein at 06:53 PM
We're pleased to host a debate over the Court's recent Castle Rock decision between the city's lead attorney (John Eastman) and the lead attorney for some of the principal amici supporting the respondent, Richard Smith of McDermott Will & Emery. (You can see the SCOTUSblog write-up of the case here.) We held a similar debate on SCOTUSblog regarding the beef ads case. We'll have a new post each day, alternating sides, with four posts in total.
John Eastman begins the debate:
Castle Rock v. Gonzales, decided by the Supreme Court on Monday, June 27, presented the federal courts with a tragic set of facts. Simon Gonzales, an estranged husband and father of three little girls, took his daughters out for a mid-week dinner visit in June, 1999, as the standard-form restraining order that had been issued against him explicitly authorized. Tragically, before the night was out, he had shot and killed his three daughters and then committed “suicide by cop” by opening fire on the Castle Rock, Colorado police station.
The wrongdoer here was quite obviously Simon Gonzales, but the girls’ mother filed a $30 million federal lawsuit against the Town of Castle Rock and three individual police officers, claiming that the police violated her constitutional rights by not arresting Simon when she first alleged he had the girls in violation of a restraining order that told police to use every reasonable means to enforce it and that they “shall arrest or seek a warrant for an arrest” if they had probable cause to believe that the restraining order was being violated.
During oral argument in Castle Rock v. Gonzales, Justice Breyer asking Brian Reichel, attorney for Mrs. Gonzales, why he chose to ask the federal courts to invent a new constitutional entitlement to police enforcement of restraining orders rather than simply pursue the tort remedies that were available under Colorado state law. Mr. Reichel’s response was quite telling: Colorado law required that he prove causation and foreseeability—in other words, that the police department’s alleged inaction actually caused the harm to the Gonzales girls, and that the harm was foreseeable. Mr. Reichel implicitly conceded that he could not prove causation and foreseeability, so he sought to create a constitutional remedy for failure to act that would not put him to those pesky proof requirements.
The Supreme Court has repeatedly held that the Constitution should not become a substitute for state tort law, and it reiterated that position on Monday. Even constitutional law scholars who wish the rule were otherwise, such as Duke Law Professor Erwin Chemerinsky, have conceded that “the Supreme Court clearly followed precedent” in this case. It is precedent that is both common sensical and compelling. Without it, municipal governments would find themselves subject to massive liability every time they failed to foresee criminal conduct, or failed to arrive on the scene of a fire, or prevent a riot, in time to protect citizens against the tortuous conduct of their fellow citizens whenever the state has used the word “shall” to give guidance to police or firefighters or paramedics in the daily performance of their jobs. The State of Colorado may want to commit itself to the expense of 24-hour-a-day police protective services, and a “drop-everything” command to enforce restraining orders, but the Supreme Court made clear on Monday that the federal courts should not be in the business of creating such a “zany property right,” to use Justice Scalia’s phrase, without a much more clear indication of Colorado’s intent than the use of the word “shall.”
In other words, the Supreme Court rightly interpreted the Colorado statute against the backdrop of the discretion that police need to do their jobs every day. Here, police drove out to meet with Mrs. Gonzales immediately after her first telephone call. The Town of Castle Rock put two officers—50% of the force on duty that night—on the investigation to try to locate Simon Gonzales and his daughters. Those officers searched for Mr. Gonzales’s truck from one end of town to the other. They did not put out a statewide All Points Bulletin, but under the circumstances known to them at the time (rather than with the benefit of hindsight), an APB was clearly not warranted to track down a father who was out for a mid-week dinner visit with his daughters, as he was permitted. It would be nice if police could anticipate every crime before it happens, but the Supreme Court was right not to allow the creation of a federal constitutional case for their inability to predict this particular tragedy.
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Comments
Three little girls are dead because the Castle Rock police "exercised their discretion". People were being lynched for more than one hundred years after passage of the 13th, 14th and 15th Amendments because, in the absence of an enabling act, local authorities could "exercise their discretion" to ignore or trivialize the pleas of the victims. In most jurisdictions in this country the police give top priority to kidnapping of children by a non-custodial parent in violation of a restraining order. APBs are iisued, detectives are assigned to the case, and "yellow alerts" are published in the media. Castle Rock is not a place any sensible person should want to live in. Mr. Eastman is a good advocate on the wrong side.
Posted by: nk at June 28, 2005 11:38 PM
I haven't seen any other comments that mention this, but it occurs to me that this decision may have Second Amendment implications. This is, I believe, the second time the Supreme Court has ruled that the police cannot be sued for failing to protect citizens (I don't recall the name of the other case). Ability to sue the police for failure to protect is, one might think, the only true test of whether or not police are obliged to protect in the first place. If they are not, then doesn't that have implications for those who might want to protect themselves, i.e. with firearms? That position might have limited application in the Castle Rock case, it's true--it's not clear what an armed Mrs. Gonzalez might have been able to do in the event. But regarding the broader question of whether citizens should be required to remain unarmed against assault of any kind while awaiting the tender mercies of the police or 911, it may say a great deal. The best defense is self-defense, especially when the police are under no legal obligation to provide any defense at all.
Posted by: betsybounds at June 29, 2005 07:09 AM
After reviewing the facts of this case, the Tenth Circuit concluded that Mr. Gonzales violated the terms of the permanent protection order by taking his daughters from their home. The Tenth Circuit stated that “Mr. Gonzales had not given Ms. Gonzales advanced notice of his interest in spending time with his daughters [that night], nor had the two previously agreed upon a mid-week visit,” as was required by the terms of the Order. In light of those facts, it seems that it is misleading to suggest that this was a routine, and therefore permissible, "mid-week" dinner visit.
Posted by: fh at June 29, 2005 09:07 AM
Betsy, I think you are taking this several steps beyond what it really says. The court didn't say the police lacked a duty to protect the public. The court refused to have a police department held liable for a crime it failed to prevent. This was about the facts in this case. If the police saw Mr. Gonzales pull the gun and wave it around to threaten his children, and they failed to attempt to stop him we may have something approaching a question of the duty of police officers to protect the public.
Posted by: Joel at June 29, 2005 10:10 AM
NK--Three little girls are dead because their father shot them. Nothing more and nothing less.
I have a funny feeling that the same people who are disappointed with the Court's decision in Castle Rock would have condemned the police if they had arrested Mr. Gonzales, alleging that the police didn't have probable cause to believe that the TRO had been violated (and they didn't). The police in this case are damned if they do and damned if they don't.
Also, don't forget that this case went up on appeal of a summary judgment, so the "facts" presented are ONLY those that Mrs. Gonzales alleged in her complaint and don't represent the police department's view of the facts at all.
Posted by: Fern R at June 29, 2005 12:38 PM
Joel:
First, thanks for your comment.
Second, please don't misunderstand me. I'm not suggesting that the ruling was incorrect--quite the opposite, in fact. I think the ruling was impeccably correct. However, I have heard many people express the opinion that the Founding Fathers crafted the Second Amendment in a time when there were no effective police departments, and that we no longer live in such a benighted age--people need no longer keep firearms for self-defense because we now have the cops and 911. I'm merely suggesting that the Court's ruling emphasizes that those arguments are wrong. I add, though the Court did not, that self-defense is both constitutional and rational, and expecting the police to protect us at any and all times is both irresponsible and irrational--as well as not being supported by the Constitution.
Posted by: betsybounds at June 29, 2005 04:47 PM
Regarding the Constitutional question, how is it that this "ommission" by the police could even be considered to be a lack of due process? The police _took_ nothing from the children or Mrs. Gonzalez and _deprived_ them of nothing they already had. I am not a Due Process scholar, but I believe those are the key words in any analysis of the problem.
Referring to BetsyBounds' comment - At least in New York, there are times where an officer, or other municipal entity, has a duty to individual members of the public. That time is where there is a pre-existing "special relationship" which is formed when [I paraphrase] there is an immediate and close interaction between the police and the individual. E.g. if the police had been at the scene attempting to enforce the restraining order when Mr. Gonzalez pulled the gun, then they may have had a duty to protect the children by taking reasonable measures [etc and other law speak]. Broadening municipal liability beyond that point would cripple the municipality. If every inspection, crime and accident, related to a municipal function, from building inspections to unprevented murders had civil liability implications then our system of government would be unworkable due to the expense.
BTW, just to be inflamatory, and getting away from the constituional question, where was Mrs. Gonzalez while her children were being abducted? I do not believe we would want to pin civil liability on her either.
Posted by: TomH at June 29, 2005 04:59 PM
The argument appears to be that the gov't ... as Justice Stevens suggested might exist if she hired a private security force ... had a (statutory) duty to do something. And, since it did not do enough to meet it, this "property interest" was unduly violated. I leave it to others to argue if the law was this specific.
[The past case was DeShaney btw]
As to the 2A, sure. Various cases suggest that the government does not have an actionable duty to provide police services in all cases. It simply couldn't anyway: there are too many possible crimes etc. thus they need to use their resources (such as if one firehouse had to deal with three fires at the same time).
This is one reason why we have the right to keep and bear arms. The public serves as an additional safeguard when the state cannot provide adequate protection. Likewise, we have a right to defend ourselves, including to own a firearm to do so.
Finally, if the police had no cause to target the father, fine. The woman would have no case. This doesn't necessarily mean she never should have the right to sue.
Posted by: Joe at June 29, 2005 07:24 PM
I am familiar with the contextual argument over the Second Amendment, betsy. In fact, I tend to agree that a contextual understanding of the Second Amendment would rationally allow for greater regulation of firearms, though I do not believe that it goes so far as to outlaw any private gun ownership. Police cannot be everywhere at all times, and we shouldn't want them to be required to do so. I think we may have reached approximately the same result though approaching ti from seperate sides fo the aisle. Thank you for clarifying your post.
Posted by: Joel at June 30, 2005 12:15 PM
Prof. Eastman:
(1) Do you think that the state's failure to enforce the restraining order in this case might violate the Privileges or Immunities Clause of the Fourteenth Amendment as properly interpreted? (That is to say, putting aside Slaughterhouse?)
(2) If not, do you believe that Cruikshank was rightly decided?
(3) Do you believe a state can ever bind itself to an enforceable agreement to provide personal protection for a particular citizen such as the Plaintiff here claimed to have? If so, what wording would do so?
(4) I was intrigued that Castle Rock focused on the property right first, and not on immunity doctrines. Assuming that the state can bind itself to an enforceable agreement to protect a particular citizen, and failed to live up to it, do you believe the state should be immune from liability?
(5) If your answer to 5 is yes, can you explain how immunity doctrines are consistent with your rejection of legal positivism?
Posted by: Timothy Sandefur at June 30, 2005 08:16 PM
Joel-
Any "context" you use in your "contextual" that limits, in any way, any persons right to "keep and bear arms" is unconstitutional because it would center on the oft-used but never accepted reading that militias are the answer. Take that phrase between the commas out, and if your law passes that muster, then I'm for it. Trouble is, without that phrase, the rule is "The right to keep and bear arms shall not be infringed."
Notice the period at the end.
Nuf sed, fred.
Posted by: Doc Neaves at June 30, 2005 08:28 PM
Doc, I am not willing to write out part of the Constitution. The phrase between the commas is a modifier to the rest of the clause. The right to keep and bear arms was not granted carte blanche in the Second Amendment. I live in a state where hunting is a serious passstime and a nontrivial economic concern for certain towns and I do not believe that the second amendment's militia requirement extends so far as to preclude, for example, hunting rifles. As I just noted, however, I also do not see an unrestrained "right to bear arms" that includes any weapon for any purpose in the Second Amendment.
Posted by: Joel at July 1, 2005 10:21 AM
One of the things missing from Mr. Eastman's post, and not evident in any of the comments, are the facts Scalia recites in his statement.
Now, let's remember that these facts must be "assumed as true" for the Court's purposes, since the case never got to the stage where proving the case would be appropriate. So, the Court must take the facts the Plaintiff alleges as true.
OK, according to Scalia, the children were out playing in the yard around five or 5:30 PM. They disappeared. At 7:30 PM, Jessica called the Castle Rock PD. Two officers from the department came to her home, and were shown a copy of the protection order. The officers said there was nothing they could do about the TRO, and she should call the PD if they children were not returned by 10:00.
(Aren't the first 24 hours in a missing persons case suposed to be crucial? Didn't they just give up 2 1/2 of those right there?)
By 8:30, Jessica had talked to her husband. He told her he had the children and where they were (at an amusement park). Armed with this information, she called the police department a second time, and asked them to either check on his vehicle at the park, check on he and the children, OR put out an APB. Even with this information, the PD told her to wait and call back at 10:00.
So, at 10:10, Jessica called again. They told her to wait till midnight. When she called at midnight, they'd said they'd dispatch an officer. When none arrived, she went to the PD, filled out a report. The officer taking the report left and went to dinner.
THEN, finally, at 3 AM, her husband appeared and the shootout with police occurred. (The girls were already dead in the back of his car.)
Simon Gonzales is obviously a wrongdoer, yes, but not the only one. The police, by their inaction, aided and abetted and gave him time to do what the Court had specifically attempted to prevent him from doing: harming his children.
Posted by: Michael at July 1, 2005 10:35 AM


